The Birth of R2-D2
How Douglas Trumbull's 1972 low-budget, bleeding heart science fiction classic yielded not just the basic look of, but the humanity of R2-D2 and robots everywhere.
John Carpenter and Dan O'Bannon’s USC short turned feature was a predecessor to Alien and an inspiration to both Star Wars and Star Trek.
In the slipstream of Lucas's THX 1138 4EB, John Carpenter and Dan O'Bannon managed a similar trick, although they literally had to steal their short film, a hippie-style low-budget sendup of Kubrick's 2001, from the vaults of USC, and pad it out for a feature film release.
Known as little more than a distant cult classic, Dark Star was in many ways the predecessor to Alien, co-written by and from an idea by Dan O’Bannon, as well as a visual inspiration to both Star Wars as well as Star Trek. Not to mention, in spite of its comedic angle, being an example of just how much film could be made for little to no money at all.
It had started life as a student short at the hands of John Carpenter and Dan O'Bannon, but when it turned out too long for the student film circuit, Carpenter and O'Bannon, in an act worth of the annals of student film history, stole the film from the USC vaults and after rewrites and new scenes, including one with a beachball-alien, sold it as a feature-length film.
In many ways Dark Star both wins and loses from its student origins. On the one hand it feels exactly as cheap as it was to make, and the padding that was added to make it go from a 45-minute student film to an 83-minute feature feel every bit as the afterthoughts they were. On the other hand that is exactly what makes it work as a cult classic. Any serious attempt at its approach seem destined to have failed.
There would later arise some tension in the crediting between the two, but Dark Star had for all intents and purposes been the brainchild of both Carpenter and O'Bannon. For Carpenter the film became the first in a long series of genre films that would put him on the map as one of the most influential genre directors of his generation, starting in earnest with Halloween and including the likes of Assault on Precinct 13, They Live and The Thing. And for O'Bannon it was the stepping stone first to Alien, which in many ways is a serious reworking of Dark Star, as well as Blue Thunder, Return of the Living Dead and Total Recall.
But before any of that, O'Bannon had found himself living on the couch of his future writing partner Ronald Shusett. O'Bannon being out of both money and work after a half year stay in Paris working for Alejandro Jodorowsky on preparing the effects for the Chilean filmmaker's tanked attempt at realizing Dune. It was a grand project, legendary amongst unfinished films, which finally ground to a halt when the financing fell through right before production was to start in earnest.
O'Bannon was working on the screenplay for Alien, a more serious take on Dark Star, when George Lucas reached out to him, asking him to come and work on computer screen effects for Star Wars. O'Bannon would work mostly on the tactical displays in the X-Wings and the like, and his fellow Dark Star colleague John C. Wash would do work on the Death Star graphics, along with Larry Cuba, who painstakingly did the 3D part of it.
While Dark Star was, in the words of John Carpenter, "the least impressive feature film ever made", at the time it was certainly one of the impressive student films. It had production value the likes of which hasn't been seen since Lucas's THX 1138:4EB, 3 years earlier. They hadn't come cheap either, with O'Bannon and Carpenter thousands of dollars out of pocket. But it was also thanks to the ingenuity of O'Bannon, who had worked tirelessly on both the models of the Dark Star spaceship itself, as well as the various screen animations.
When compared to other student films of the time it's easy to see the tremendous effect THX 1138:4EB must have had on, if nothing else, the ambitions for Dark Star, but also it's anything-to-make-it-work drive and certain visual elements, like for instance the readouts and computer consoles. O'Bannon himself reminisced that it was an interesting two-step that he had been inspired by THX 1138:4EB for Dark Star, and that because of his work there, Lucas hired him to come and work on screens for Star Wars.
The subject of computer displays in science fiction is one that could warrant a lengthy book of its own. 2001: A Space Odyssey was far from the first science fiction film to feature computer displays, however it did it so persuasively (and stylishly) that it ended up becoming the gold standard going forward. The displays in THX 1138:4EB certainly owe to its style, as do the ones in Dark Star of course, being as it was influenced by both those films. Of course it should also be said that the constraints of technique as much as budget inevitably made displays in all of these films, as well as in Star Wars, similar to some extent simply because there's only so many ways elements could be moved and manipulated with the technology at the time.
As an interesting aside, one of the display styles in Dark Star, a blinking display showing detailed blueprints of the Dark Star ship itself, framed by a U-shaped strip with various science-sounding labels down the sides and a big red NO. 5 at the bottom of it, must have crossed the desks of the people working on the displays for the Enterprise in Star Trek: The Next Generation, as it bears more than a little resemblance to their LCARS system style.
And speaking of influences, the hyperspace segment of Dark Star, in which stars streak to lines. Or vice-versa, with the Dark Star itself coming to a seeming stand-still as it exists hyperspace, was a callback to 2001: A Space Odyssey's stargate sequence, in which Bowman, having finally made contact with the monolith above Jupiter, gets transported across time and space. While the streaking effect, created by leaving the shutter on the camera open as it was moved, was notably different from the slit-scan effect pioneered by Douglas Trumbull and used to great effect for 2001's acid-trip finale, it echoed the primary color's that helped make it so memorable.
When it came time for the Millennium Falcon to escape the vile clutches of the Empire after blasting out of Mos Eisley, the effects department turned to the exact same streaking effect as Dark Star had used, only without the psychedelic colors.
Dark Star didn't quite create the splash one could have hoped for when it was finally released in theaters. But over the years it found a faithful group of fans who appreciated its dark humor and genuine science fiction qualities, much of which ended up shaping it's direct descendant, Alien.
WWII was an enormous influence on all kids of the 50s and 60s, and Lucas was no exception. From the general good vs evil nature of the conflict to the specifics of war epics like The Guns of Navarone and air-heroics of The Dam Busters and 633 Squadron, it seems entirely possible that Star Wars would never have existed if not for the war.